Auditor questions cost days; keeping an overview of regulation is laborious. An in-house compliance copilot over your own regulation, a governed agent with approval gates, and a full audit trail relieve compliance and audit at the same time.
01
In-house compliance copilot
A knowledge system specifically for your regulation — BaFin, CSSF, FINMA circulars, SFDR, MiFID, AIFMD, DORA — plus your internal policies and procedure manuals. Compliance questions are answered with source citations. No generic LLM, but your compliance knowledge, always current, always reconstructible.
02
Governed agent with approval gates
An agent that executes tasks in your environment — data extraction, limit monitoring, preparation of regulatory filings — but no output leaves the system without a human approval gate. The gates are wired into the code, not the process handbook. Four-eyes principle is a precondition, not a recommendation.
03
Full audit trail
Every AI-assisted analysis carries an end-to-end trail: input, model version, output, approving person, timestamp. An auditor can reconstruct every single decision after the fact — without anyone in the house having to 'look it up again'.
Nobody else names this lane out loud.
Other providers frame AI as a productivity boost. We name the lane that the DACH buy-side actually has open: DORA-conformant AI without external cloud, without client-data leak, with an auditable trail. People rarely hear this addressed — we run it ourselves.
Where does compliance stand for you today?
A 5-minute diagnostic clarifies where the biggest compliance leverage sits — and whether an in-house copilot or a governed agent makes sense first.